Resources & Technology

Admin Support /Concierge solutions

• Our administrative support team averages over 20+ years of experience with the firm.
• They are well versed in all aspects of supporting advisors’ businesses.
• They provide support on paperwork completion, account opening, problem resolution, technology training, virtual administration, vacation back-up support, as well as a host of other operational support areas.

Transition and onboarding team

• Our dedicated transition team provides an added layer of “hand-holding” including new account opening, account transfer (ACAT) processing and ongoing training support that streamlines the onboarding experience of our advisors.

HR, payroll benefits

• We offer a group benefits plan for your administrative staff through our company group plan. The cost of the plan is incurred by the advisor, but it allows advisors to offer comprehensive benefits to their support team.

Compliance/Supervision

• Signature Financial is your principal. This benefits you as we are the first line of defense and your advocate on all compliance matters. Our culture throughout the organization is clear… “We’ve got your back”.

Liaison to leadership team at B/D

• As one of the largest groups within our B/D, we have a strong relationship with the leadership team and a direct line into the leadership team.

Portfolio management / model portfolios

• We manage model portfolios to save you time and our research team is available for calls with your clients and prospects.